Rural America is a vast canvas of land dotted with individuals,
families, and communities having different histories and cultural
orientations. This great diversity is valued as the backbone of America, a
landscape that enfolds both the past and the future. Much has been written
about rural America and, yet, little is understood beyond local and
regional particularities. It is this great diversity of localness across a
vast expanse that both captures the imagination and challenges one's
thinking.
In the health care arena, the diversity and localness of rural America
present many opportunities for creatively meeting health needs. Rural
America offers opportunities for focusing programs, targeting populations
and locales, and testing well-conceived ideas across a range of settings.
There is no shortage of health care problems, some of which are uniquely
rural and others of which are shared with urban neighbors. These problems
demand solutions that foster the strength of rural life and the resiliency
of rural people.
Community-based strategies offer the greatest potential for effectively
meeting the health needs of rural Americans. The possibilities for
community-based research tied to intervention are limitless and promise
significant health benefits. The panel thus implores health researchers to
confront the health needs of these Americans and to launch research
efforts to counter these needs.
Presented in this chapter for consideration is a review of the state of
the science of research on community-based health care strategies in rural
settings, identification of research needs and opportunities, and a list
of specific recommenda- tions for future research. For context, the panel
first presents an overview of the health care needs and services in rural
America.
One of the challenges in addressing the health needs of rural America
is defining the concept of "rural." Although many individuals have a
notion about what constitutes rural residential areas that are sparsely
settled with few people and geographically remote, this definition, while
perhaps useful generally, is too imprecise for research or policy
development. As Hewitt (1989, p. 1) observes, "it is difficult to quantify
rural health problems and to make informed policy decisions without a
clear definition of what and where 'rural' areas are."
When residence is conceptualized as a continuum, the definitional
dilemma is shifted from achieving consensus on the boundary between two
categories (rural and urban) to agreeing on the underlying concepts that
differentiate points along the continuum. As noted in chapter 1, three
concepts have become dominant in health services research (Coward,
McLaughlin, Duncan, & Bull, 1994):
Rural residents are more apt to be married (Coward, Cutler, &
Schmidt, 1989).
Although the health of rural persons thus differs from that of urban
residents, these differences are not universal across all indicators of
health or all population groups and do not always place rural residents at
a disadvantage. That is, when adjusted for differences in population
composition (i.e., distributions by age, gender, and race), overall rates
of morbidity and mortality are no higher among rural populations than
among urban or suburban populations (Miller, Stokes, & Clifford,
1987).
However, rural populations remain especially vulnerable to certain
diseases and health conditions. Even after adjusting for age, gender, and
racial distribution between urban and rural dwellers, rural populations
have higher rates of chronic illness and infant mortality and
significantly greater (40 percent) rates of death from accidents (OTA,
1990). Areas identified as medically underserved counties, many of which
are rural, also have higher rates of communicable diseases and lower rates
of immunization (Hawkins, Rosenbaum, Zuvekas, Leong, & Young, 1993).
And, even though rates for all other causes of death may not be higher in
rural areas than in urban areas, factors unique to rural communities
(e.g., greater poverty, substandard living conditions, hazardous working
conditions, and scarcity of primary health care services) heighten the
magnitude of the health problems they face and become major contributors
to mortality.
It also should be noted that there are significant variations within
and between rural communities. These variations reflect sociocultural
differences, economic activity, income levels, and ethnic and racial
identity factors that influence a population's health and health care
needs.
For example, regions vary substantially in sociocultural patterns
(Lyson & Falk, 1993; Markusen, 1987). Rural communities in the
Mississippi Delta have distinctly different cultural entities and contexts
than communities in the Great Plains. Primary economic employment sectors
also vary (Bender et al., 1985), with some communities based on
agriculture, others based on manufacturing, and still others on tourist or
retirement industries. Income levels within a community may be broad or
concentrated at high or low levels.
With respect to race and ethnicity, some rural communities and regions
are overwhelmingly white (European American), whereas others are
predominantly black, Native American, or Hispanic. Within each of these
community populations, there may also be a variety of racial, ethnic, or
cultural subgroups (e.g., persons of Norwegian or Croatian origin in white
communities). The combination of these differences yields a unique set of
health care problems for a community, as well as opportunities for and
obstacles to community-based health care services.
In sum, rural people are not healthier than their urban counterparts,
despite popular images. Indeed, there is some evidence that, for certain
diseases, rural populations as a whole are worse off than urban
populations and that certain rural populations, such as low-income African
Americans in the rural South, have unusually high morbidity and mortality
rates compared with urban residents. Also, there is evidence for some
comparisons that, even after adjusting for compositional differences
between rural and urban populations, there is still a negative effect
associated with life in a rural area.
Health Care Services
Although rural populations have health care needs that are equal to or
greater than their urban counterparts, in general they consume fewer
health care services and, thus, resources (National Center for Health
Statistics, 1989; OTA, 1990). Multiple factors may account for this
finding (e.g., fewer services available in rural areas, greater poverty,
lower average incomes, less likelihood that rural residents will have
health insurance, less Federal funding for health services, cultural
barriers to seeking health care).
A critical factor in the health status of rural America is that small
towns and rural communities suffer from a lack of health care providers
(Hicks, 1990) and have access to a smaller number and narrower range of
community-based health care services than urban populations (Clarke &
Miller, 1990; Coward, Bull, Kukulka, & Galliher, 1994; Gesler &
Ricketts, 1992; Mick & Morlock, 1990). Given their limited numbers and
the paucity of economic incentives to practice in rural areas, health care
providers in these environments most likely will focus on persons in most
need of care (e.g., the sickest), rather than emphasizing health promotion
and disease prevention. Rural populations are thus less able to cope with
their illnesses because of the dearth of services even though, in some
communities, they may have the same incidence and prevalence of disease as
an urban population.
As with the health problems faced by rural communities, however, not
all communities are the same. They do not share health care delivery
services equally (Cordes, 1989) and the nature and organization of these
services reflect a community's economic and population
characteristics.
Populations and Communities At Risk
Certain rural communities appear to be particularly "at risk" of having
high levels of need or low levels of services. For example, rural
residents of persistently low-income counties face unusually harsh
circumstances (e.g., poverty, lack of resources, chronic needs) when
attempting to cope with their health care needs. Despite substantial
economic growth and prosperity in most of America since the 1950s, some
rural communities remain poor and are considered to be "pockets of
poverty" (Weinberg, 1987). These nonmetropolitan, persistently low-income
counties have a high need for health care services (Voss & Fuguitt,
1991), but the availability of health care resources for these communities
is especially low (Coward, Duncan, & Netzer, 1993).
Similarly, the health care needs of frontier counties are receiving
increased attention. Because of these counties' large size and widely
dispersed populations, they are viewed as extremely difficult and costly
settings in which to deliver health care services (Hewitt, 1992) and/or
call for innovative approaches to providing services.
Certain rural population groups also are particularly at risk for poor
health and the underutilization of health care. As with urban minority
populations, this risk for some groups results from high levels of need
combined with low levels of access to services (Beaulieu, 1988; Rowland
& Lyons, 1989). For other groups, greater risk results from the higher
incidence of conditions in rural America, such as poverty, lower levels of
education, unemployment, underinsurance, extreme distance and/or
difficulty of travel, and lack of transportation services. Despite the
dominance of urban images of poverty, research indicates that a higher
proportion of rural populations have incomes below the poverty threshold
(Hoppe, 1993).
For some populations, greater risk results from high levels of
impairment, such as among frail elders (Coward, Bull, et al., 1994). The
reduced availability of specialized services and the long waiting periods
to receive these services may also place a particular group at risk. In
general, certain population groups face higher probability of a poor
health outcome because of physical illness combined with their rural
residence.
In some rural areas, the persons in these at-risk subgroups may be few
in number and widely separated. In other areas, most of the community at
risk may belong to a particular ethnic or cultural group experiencing
poverty, inadequate housing, or poor health, such as African Americans in
some southern communities, Hispanics in the Southwest, and Alaskan
Natives.
Community-Based Health Care
Community-based services are especially needed in rural areas. While
public health nurses have long focused on the health of communities, the
number of nursing positions in public health departments has decreased in
many areas, severely compromising the functioning of the public health
sector. In addition, traditional health care sites such as doctor's
offices, clinics, and hospitals are frequently no longer available because
of the out-migration of health care providers. For economic reasons,
hospitals have closed and/or physicians have closed practices. For
example, in Arizona, Colorado, Nevada, and New Mexico, most counties have
either no hospital beds or fewer than 4.2 per 1,000 population (OTA,
1990).
Other difficulties arise from an emphasis on categorical funding of
health care services. Clients and families accessing these services may
have to make multiple visits to health care facilities to address
different problems, increasing the possibility that some health care needs
may not be met.
Still, the demand for health care services remains, and innovative
approaches to these services are needed in rural areas. Opportunities
exist for forming partnerships among providers, research teams, and
community members to develop and test new strategies of health care
delivery. Services that are community based are more likely to be more
acceptable and longer lasting because community members are integrally
involved in the design, organization, and provision of services.
With community involvement, services are more likely to meet local
needs and tie in with the local culture. Also, community members are more
likely to participate in fundraising, identification of donors and
sponsors for specific activities, and development of volunteers, thus
offsetting some of the financial costs of the services provided. Community
health centers linked to larger health systems (e.g., county or regional
health departments, managed care organizations, medical centers) offer a
means by which community members can retain local decision-making power
and yet have financial stability through economies of scale.
Community-based care includes a broad range of services provided
outside of institutional settings to community-dwelling individuals across
the lifespan, enabling them to maintain health and independent
functioning. The continuum or array of community-based services combine
informal care (provided by family, neighbors, friends, clergy, volunteer
services, etc.) with formal care to address a variety of health and social
needs (Krout, 1994).
As noted in chapter 1, the aim of community-based intervention
strategies is to provide primary health care services. Interventions are
accomplished through broad-based involvement of community members and are
available to all community members. Although some interventions may be
targeted to specific populations or groups at risk, in rural communities
the small size of the populations particularly argues against selecting
population subsets to receive highly specialized services.
Although there are notable exceptions such as migrant health centers,
rural health care delivery most often is focused on an entire community,
targeted to all residents across the lifespan and across ethnic, racial,
cultural, and geographic differences. Multiple strategies have been
applied and multiple variables have been examined in relation to selected
rural health problems. However, few community-based interventions in rural
areas are described in the research literature. And, because the health
problems of rural populations are studied less often than those of urban
populations, the research base is scarce and replicated studies are
few.
One particular problem is that the urban or rural nature of a
population is not distinguished consistently across studies. Further, no
single intervention strategy or model has been definitively tested across
a range of geographic locations nor have strategies been assessed across
all levels of intervention (primary, secondary, and tertiary) and clients
(individuals, families, and communities).
Focus: Strategies of Care
In this chapter, the panel focuses on the continuum of services
provided in primary health care primary, secondary, and tertiary
prevention. Its discussion centers on six challenges confronting
community-based health care strategies: availa- bility, accessibility,
acceptability, affordability, appropriateness, and adequacy. The panel
recognizes that these challenges relate to both the provision and receipt
of health care, reflecting the perspectives of both providers and
recipients of care. Attention also is given to outcomes, the result of
effective care delivery.
In the chapter, the panel addresses parts of the continuum separately;
that is, primary and secondary prevention are considered separately from
tertiary prevention. This separation reflects different program goals,
types of interventions, outcomes, and funding. Whereas primary and
secondary prevention is aimed at preventing the onset of disease and its
sequelae among individuals and populations, tertiary prevention is focused
on supportive and restorative care for individuals with chronic illnesses
and disabilities. In rural areas, many programs and resources have been
targeted to long-term, tertiary care (e.g., Medicare, Medicaid), but
relatively little attention has been paid to primary and secondary
prevention.
The panel does not aim to be exhaustive in its review of the state of
the science on community-based health care interventions for rural
populations. Rather, the panel focuses on nursing or multidisciplinary
interventions and describes examples of research completed or under way
which highlight the state of the science of research in this area. Not
inclusive of all projects using community-based interventions, these
examples illustrate key aspects of assessment protocols and
community-based strategies. Based on this review of the state of the
science, the panel delineates research needs and opportunities for the
future and recommends a specific agenda for research on community-based
health care strategies for rural populations in the United
States.
State of the Science
Delivery System Challenges
Researchers studying health care delivery in rural communities have
addressed variables most commonly associated with effective outcomes.
However, little research exists on outcomes of rural health care or rural
nursing interventions. Utilization of services is most frequently
mentioned, but is identified from the perspective of care
providers.
Many rural health care delivery challenges are perceived by consumers
or recipients of care; other challenges are perceived by health care
providers or policy makers as either barriers or facilitators to care
delivery. These challenges interact and affect a variety of outcomes in
addition to utilization. Research on the identification, naming, and de-
scription of these outcomes is grossly insufficient.
As noted in chapter 1, the panel focuses on six challenges: the
availability, accessibility, affordability, appropriateness, adequacy, and
acceptability of health care. In the following description of these major
challenges, Krout (1994) includes awareness, which the panel incorporates
in its definition of accessibility. As noted by Krout (1994, pp.
15-16):
Overall, rural community-based services must overcome challenges posed
by availability, accessibility, awareness, acceptability, affordability,
appropriateness, and adequacy (Krout, 1986; Williams, Ebrite, &
Redford, 1991). ... It is generally believed that many services are not as
likely to be found in rural areas (availability) and that the larger
distances between the services that do exist and the people who need them
result in higher provision costs in terms of time and money
(accessibility). Services that are available may be incomplete or of poor
quality (adequacy) to meet the level and diversity of need, and research
has shown that rural older persons have relatively low awareness of the
services that do exist in their areas. Available services may also be too
costly (affordability) for older rural persons. Additional problems can
arise in that the services available may not be the ones that are needed
(appropriateness), something Wallace (1991) has called the "no-care zone."
Finally, observers such as Coward (1979) and Rowles (1991) have noted that
the content and presentation of the service must fit in with the
distinctive attitudes and values found among different rural populations
(acceptability).
The dimensions of each variable or challenge may be different in rural
settings than in urban settings and reflect the unique character of each
community. Commonalities in the expression of these challenges may be
ascertained across commu- nities and settings. Research findings
pertaining to the dimensions and expression of these challenges in rural
communities are highlighted below.
Availability
Availability -- the presence of services has two important components:
objective data documenting the presence or lack of services, and rural
residents' subjective perceptions of the availability of services. As a
predictor of utilization, the perception of available services is equal
to, and perhaps more important than, the actual presence of
services.
Objective Data. The lack of health care services in rural
areas is well documented (Conway-Welch, 1991). There is a shortage of
primary care sites in rural areas, as well as a maldistribution of primary
care providers in rural areas (OTA, 1990).
In 1986, 1,949 areas in the United States were designated by the
Federal Government as primary care shortage areas because they had too few
primary health care providers for the size of the population (OTA, 1990).
Two thirds of these designated areas were rural, and almost half of the
Americans living in shortage areas were rural residents.
Parker, Quinn, Viehl, McKinley, Polich, Hartwell et al. (1992) and the
OTA (1990) note that it is costly for health care providers to deliver
health care and social services to rural areas because of population
disbursement and low population densities, great distances, financial
constraints, lack of public transportation, and difficulty in recruiting
and retaining providers.
The inability to recruit and retain health care specialists is well
described (Hicks, 1990; OTA, 1990). Many physicians who could provide
primary care do not locate in rural areas. Substantial evidence, however,
supports the appropriateness of family nurse practitioners as providers of
primary care to rural populations (Lawler & Valand, 1988). Research
shows that these practitioners provide quality care, are cost effective
and widely accepted, and yield satisfied clients (Conway-Welch, 1989;
Fagin, 1990; Feldman, Ventura, & Crosby, 1987; Lawler & Valand,
1988).
The OTA found that nurse practitioners "improve geographical access to
primary care and are especially valuable in improving access in rural
areas and in health programs for the poor, minorities, and people without
health insurance" (OTA, 1990, p. 30). Observed and reported outcomes show
that nurse practitioners in underserved rural regions have a positive
impact on care. For example, Lawler & Valand (1988) note that use of
nurse practitioners results in an increase in the number of clients seen,
access to care, available primary care, client education, and attention to
adjunct health problems.
Utilization of diagnostic, treatment, and long-term health care
services by rural residents may be limited owing to a combination of
factors: ill-equipped and poorly staffed facilities, hours when facilities
are open, distances between resi- dents' homes and facilities, and lack of
public transportation. However, the impact of these factors for
individuals of different ages, incomes, and education is not well
described in the research literature.
Subjective Data. The effect of availability on utilization may be
further complicated by residents' perceptions. Rural residents may not
consider services in nearby communities accessible because they perceive
that nothing is available in their town (L. Phillips, personal
communication, July 9, 1994). Also, many individuals may recall available
services being closed in their communities and may be despondent about the
loss of services that they consider to be basic health care. Geographic
distance and the context of residents' perceptions regarding service
availability are important subjective variables.
Accessibility
Accessibility -- the ability of persons to use services, including
factors such as distance, effort, cost, and awareness of services is a key
issue for rural residents. Accessibility includes a facility's hours of
operation and location.
For example, although a rural clinic might be located within 10 miles
of a worker, the person may view the clinic as inaccessible because of its
hours of operation (9 a.m. to 3 p.m.). Also, in their description of rural
family care activities, Bender, Weinert, Faulkner, and Quimby (1991)
indicate that distance traveled is an important issue in rural families'
utilization of services. Weinert and Long (1993) and Given, Stover, and
White (1994) further report that families may choose nontreatment options
for cancer, such as not following up with recommended chemotherapy, when
specialized care is not accessible and/or available in their own
community, foregoing the specialty care needed.
With respect to the care received, Howe, Katterhagen, Yates, and
Lehnherr (1992) indicate that health professionals may alter treatment for
rural women who travel to urban areas for care so that less travel and
followup are needed. They further suggest that rural women often have more
extensive surgery to reduce the need for adjuvant therapy and subsequent
trips to distant cancer centers.
Acceptability
Acceptability -- the degree to which individuals perceive that they can
use the services provided to them is another challenge to rural health
care delivery and is viewed from the perspective of individuals, families,
and communities. Some families in rural areas make health care choices
based on perceptions of competence of care, previous family experiences,
language, and cultural or attitudinal sensitivity of health care providers
(Magilvy, Congdon, & Martinez, 1994). To some degree, acceptability is
a perception held by an individual or family; however, the limited
research on acceptability of care impedes understanding of individual,
cultural, ethnic, gender, residence, socioeconomic status, age, and other
variables influencing health care decisions and utilization of services.
The issue of acceptability is very significant, however, because it can
influence outcomes such as utilization patterns, satisfaction with care,
and cost effectiveness of rural health services.
In small rural communities, most people know "just about everyone."
Difficulties in qualifying for services, perceived inadequacies of
services and/or providers, and other incidents or perceptions may be
shared rapidly among the population. These shared values may create a
situation in which services are not used which, in turn, decreases the
likelihood that services will remain and/or quality will be maintained a
downward spiral of events that can lead to complete loss of
services.
Acceptability includes perceptions of congruence between the services
offered and individual or family values and beliefs about health care.
Culture, rurality, gender, socioeconomic status, and age are a few of the
factors influencing the acceptability of services for all rural residents.
Acceptability is a particular issue when addressing health care for
minority segments of the rural population, such as migrant farmworkers;
Hispanic, African American, and Asian persons; frail older adults; and
poor and medically indigent persons (Friedman, 1990).
Culture can profoundly influence the acceptability of services. For
example, some groups highly value respect which, if not incorporated into
the care provided, may lead them to deem the care unacceptable and either
decrease or cease their use of the services offered. Providers must be
sensitive to such nuances and differences among and within specific
groups. That is, all individuals may wish to be respected, but the
relative importance of respect or how respect is demonstrated may vary
across groups (Coward, 1979; Rowles, 1991).
Respect may involve proper use of specific terms. For example, use of
an older woman's first name usually occurs later, and with permission, in
a relationship with Mexican American women than in a relationship with
white, non-Hispanic women. "Se¤ora" precedes the last name in such a
relationship (i.e., between provider and client), whereas "do¤a" is
reserved for older, well-respected women in some Hispanic
groups.
Respect also involves assuring the privacy of clients. Among deaf
speakers, for example, use of a certified interpreter, rather than a
family member, to interpret health care situations demonstrates respect
for the deaf person and their right to have a private and accurate
conversation with a provider.
Rural residents also share strong concerns about preserving their
anonymity when using certain services (e.g., behavioral health, family
planning) (L. Phillips, personal communication, July 9, 1994). The
acceptability of services may be less than desired when the providers'
employees also are community members and sometimes neighbors, when clients
can easily be seen entering a care facility, or when clients have to park
their cars facing a main road.
These examples demonstrate that health care providers must listen and
respond to their referent group(s) in order to provide acceptable,
culturally congruent care. Without this understanding, a provider's errors
in interacting with a client will compromise the acceptability of care
and, thus, health care outcomes.
Affordability
Affordability of health care services also affects rural health care
utilization. Both tangible and intangible costs are involved.
Insurance Coverage. With respect to tangible costs, rural
residents are less apt to have health insurance than individuals in urban
and suburban areas (Coward, Clarke, & Seccombe, 1993; Ries, 1991).
This lack of health insurance coverage (private or public) has been shown
to have a negative impact on utilization of health services (Butler, 1988)
and, as a consequence, insurance (Freeman, Aiken, Blendon, & Corey,
1990; OTA, 1992; Spillman, 1992). The reduced access and availability of
health care providers in rural America, combined with the increased
likelihood of not having insurance, may place some rural residents at risk
of not receiving the health care services needed.
Intangible Costs. Other costs of care also must be met.
These include lost time from work in order to seek and receive care;
assistance of friends, neighbors, and/or family members in caring for
children while receiving care; and informal support and volunteered time
to assure continuity of care.
The perception of the costs of care varies between provider and client.
Whereas a provider focuses on tangible costs of care, a client must weigh
both tangible and intangible costs. For example, a provider may consider
prenatal care to be relatively inexpensive or have essentially no cost,
but a client must consider the work time her partner loses when driving
her to and from the clinic and the time her neighbor spends taking care of
her other children. In rural areas, because of the distances traveled, a
prenatal visit may consume 5 or 6 hours per visit. Support services such
as these bear a cost which, too often, are not included in assessments of
rural health services. These costs, and the perception of these costs by
individuals and families in a community, are important factors in service
utilization.
Appropriateness
Services provided to rural residents may not be appropriate if they are
not the services needed or desired and/or not targeted to those who can
make best use of them. As Wallace (1991) noted, inappropriate services
place rural residents into a "no-care zone."
Questions to assess the appropriateness of an intervention may include:
"Will the interventions be ones needed or wanted by the client?" "Are
personal preferences taken into account?" (Krout, 1994). On a larger
scale, questions may relate, for example, to the appropriateness of care
or assuring access to all clients when resources are limited.
Indeed, examination of policies related to appropriateness of care may
be warranted. Comprehensive, community-based assessment and planning of
health care services can be expected to increase the likelihood that
appropriateness criteria are met in community-based interventions for
specific populations. However, the panel identified no research on the
appropriateness of rural health services.
Adequacy
Adequacy of community-based interventions involves assessment of merit
(i.e., the quality and completeness of services to meet the level and
diversity of need) (Krout, 1994). Adequacy can be assessed at both program
and community levels. Program-level assessment may include examination of
a program's ability to enable individuals to remain independent or meet
minimal needs and to prevent potential, anticipated needs or determination
of whether interventions are designed at the appropriate level of care or
prevention.
Community-level assessment involves determination of whether a service
or nursing intervention meets the stated needs of the community, as
defined by community members in partnership with the planners and
implementers of care. Assessments that only include, for example,
statistical data and observation of the environment by nonresident
providers may yield an incorrect or insufficient statement of needs (e.g.,
for transportation, family support groups) and thereby jeopardize any
strategies that are implemented. Community members' participation in
assessments may be obtained through focus groups, task forces, town
meetings, and community assessment teams that include health professionals
and lay persons.
The issue of adequacy in community-based interventions has received
little research attention, particularly with respect to rural populations,
and research is needed to explore this challenge in rural areas. It also
should be noted that the adequacy of services can only be determined if
they are used. An important aspect of adequacy, therefore, is whether the
services are known, used, and coordinated.
Outcomes
Utilization of health care services and providers by rural consumers
has been shown to be influenced by consumers' perception of the
availability, accessibility, acceptability, affordability, adequacy, and
appropriateness of these services (Aday & Andersen, 1984; Krout,
1994). While these issues are shared with urban dwellers, they appear to
influence utilization patterns among rural residents to a greater extent
(Hicks, 1992). Nevertheless, utilization is not the outcome that should be
measured. More meaningful measures of the outcome of health care services
are improved health status, quality of life, health promotion and disease
prevention, and satisfaction with health care. An examination of outcomes
must encom- pass a number of factors, only one of which is
utilization.
Thus, even though low-income individuals have poorer health status than
high-income individuals, they may not access much of the health care
system because they lack the personal resources to do so (Rowland &
Lyons, 1989). Given that a high proportion of the populations in small
towns and rural communities have incomes below the poverty threshold
(Hoppe, 1993), individuals in rural communities may have especially low
utilization rates.
Summary
Utilization of health care services by rural populations is limited in
some areas for some services. Factors affecting utilization include
availability, accessibility, acceptability, affordability,
appropriateness, and adequacy. As Hicks (1992, p. 30)
summarizes:
The problems faced by rural populations in accessing health care
services include lack of financial resources, inadequate number of
providers, excessive distances to providers and corresponding
transportation problems, and substandard living and hazardous working
environments. The rural population, in general, experiences more of
these problems and barriers than their metropolitan
counterparts.
Such problems, which often become barriers, may become risk factors for
poor health; as such, they must be modified in order to improve
health.
Knowledge of effective health care interventions to ameliorate and/or
remove these challenges of rural health care delivery is incomplete, and
few studies examine the effectiveness of different nursing interventions
that address barriers to utilization across sites. Although health care
needs in rural areas are heterogeneous, reflecting differences within and
between communities, examination of the commonalities and differences in
barriers impeding health care may benefit all communities. Additionally, a
spectrum of outcomes, including utilization, needs to be examined to
determine success. The knowledge gained may enable providers' to tailor
services better while enhancing health care at all levels of
prevention.
Primary and Secondary Prevention
Primary prevention involves health promotion and protection from
specific diseases or injuries before they occur, whereas secondary
prevention focuses on early diagnosis and prompt treatment of
presymptomatic or early disease to prevent further disease and disability
(Leavell & Clark, 1965). Health promotion and disease prevention
efforts are an important aspect of both primary and secondary prevention.
The state of the science of primary and secondary prevention research in
rural communities is summarized below in two main sections: key areas of
research, and primary and secondary prevention strategies.
Key Areas of Research
With respect to health care, three major areas of need have been
highlighted for rural populations: infant mortality, unintentional
injuries, and contributors to mortality in the United States. The first
two areas are described in the Report of the Joint Task Force, National
Association of Community Health Centers (NACHC) and National Rural Health
Association (NRHA) (1988, 1989); the third area is described by McGinnis
and Foege (1993). These health care needs, and the problems associated
with them, have been well documented in the health care literature.
Drawing from the guidance of these resources, the panel reviewed these
areas as examples of key areas of research, considering the state of the
science in each area. Because infant mortality is part of a broader
complex of issues, the panel addressed this topic within the larger area
of maternal and child health.
Maternal and Child Health
This vast area of need includes prenatal care and larger family issues.
As already noted, accessing prenatal care is particularly difficult for
rural women. Yet, research shows that adequate prenatal care is positively
related to healthy birth outcomes (Institute of Medicine, 1985; Newbitt,
Connell, Hart, & Rosenblatt, 1990; U.S. Public Health Service, 1990).
Also, adequate maternal and child health care during childbearing and
early childrearing years are essential parts of effective family
functioning. Rural areas have been thought to be places in which strong
family ties develop and sustain the family in meeting its economic and
social needs. However, understanding of family mechanisms that affect
health outcomes is limited, including the role and function of families in
prenatal care, parenting, long-term care of family members, family
violence, and other family concerns.
Interventions focused on the family are also few. Three studies are
noted. The first is the Prevention of Prematurity Project (POPP), a
community-based intervention in the Midwest, which was associated with
accurate case-finding of high-risk pregnancies and better outcomes when
prematurity did occur (Orr & Reno, 1986). The second is the "De Madres
a Madres" program, an urban-based intervention that was effective in
increasing the number of Hispanic women informed about the need to begin
prenatal care early (Mahon, McFarlane, & Golden, 1991). In this
community partnership among volunteer mothers, businesses, and the public,
a community health nurse trains volunteer mothers to identify other
high-risk mothers and provide community resource information and social
support in a culturally relevant manner. This Houston, Texas, project has
potential application for rural areas.
The De Madres a Madres program was subsequently applied in the Chicago
area where it was expanded to include recruiting, training, and
supervising Hispanic lay health workers while assessing families,
developing care plans, and evaluating family progress (case management).
This expanded approach proved effective in improving the health status of
Hispanic mothers and children in both low- and high-risk pregnancy
situations in this community (Bray & Edwards, 1994). The culturally
relevant nursing intervention approach used in this study could be
instructive for rural areas.
The third study, the Wyoming Perinatal Substance Abuse Prevention
Program, is a statewide, model demonstration program to prevent substance
abuse among pregnant and postpartum women (Wilkerson, 1993). The
objectives of this program were to mobilize rural and frontier community
involvement in activities to increase awareness of the dangers of
substance abuse among perinatal women; to identify and diagnose pregnant
women who are abusing substances; and to refer these women to
treatment.
Emphasis was given in this program to developing volunteer, community
lead professionals who could serve as change agents. The strategies
adopted (e.g., a decentralized "train-the-trainers" model, community
action planning) were applied successfully to empower community members,
disseminate prevention information, increase treatment referrals, and
ensure sustainability after the end of the funding period. The features of
this flexible, culturally sensitive, and cost-efficient program could be
generalized and applied in other areas and for other health
problems.
Besides these specific examples, the panel notes that the public health
sector in the United States has long attended to the needs of women and
children, viz., the Federal Government's Special Supplemental Food Program
for Women, Infants, and Children (WIC) and the many state-wide initiatives
taken to help pregnant and postpartum women who do not otherwise qualify
for Medicaid. The programs may offer special opportunities for
community-based research and intervention.
Infant Mortality. A key index to a nation's health is
infant mortality, which, despite public health efforts, continues to be
significantly higher than desired. For this reason, the panel chose to
focus on this one aspect of maternal and child health. In the United
States, rates of infant mortality are slightly higher in rural areas than
in urban areas. In 1988, these rates, for blacks, were 19.1 per 100,000 in
metropolitan areas and 19.7 per 100,000 in nonmetropolitan areas, and, for
whites, 9.6 and 10.0, respectively (NACHC & NRHA, 1988,
1989).
Infant mortality is a significant problem for both urban and rural
areas in the United States, particularly among certain population groups.
In rural communities, this problem is exacerbated by higher rates of
poverty and the scarcity of primary health care services (i.e., the
differences in rates of infant mortality between rural and urban areas
cannot be explained by race alone).
A number of investigators (Buehler, McCarthy, Holloway, & Sikes,
1986; Centers for Disease Control, 1983; Eisner, Pratt, Hexter, Chabot,
& Sayal, 1978; Goldenberg, Humphrey, Hale, Boyd, & Wayne, 1983;
Hein & Lathrop, 1986; Siegel, Gillings, Campbell, & Guild, 1985)
have examined the reasons for changes in infant mortality rates in rural
areas. Since infant mortality is closely linked with low birthweight, most
of these researchers found improvement in outcomes for low-birthweight
(LBW) infants, rather than reduced incidence of LBW.
In one study conducted in rural Georgia, investigators attributed 94
percent of the decline in infant mortality to improved survival within
birthweight categories and 6 percent to higher birthweights (Centers for
Disease Control, 1983); this positive change was not accompanied by an
increase in admissions to intensive care units for newborns. However, much
of the improvement seen in infant mortality rates in other states (i.e.,
Alabama and Iowa) (Goldenberg et al., 1983; Hein & Lathrop, 1986) is
attributed to increased access to neonatal intensive care services. These
authors further suggest that the desired direction for the future is
increased specialized infant care services.
Other studies document that improved nutrition, early prenatal care,
and cessation of smoking result in reduced incidence of LBW which, in
turn, lowers the infant mortality rate and reduces costs associated with
neonatal intensive care (Kleinman & Madans, 1985; Kleinman, Pierre,
Madans, Land, & Schramm, 1988; McGinnis & Foege, 1993; U.S. Public
Health Service, 1988). Tobacco use alone is estimated to cause 10 percent
of infant deaths and 20 to 30 percent of LBW cases (Kleinman & Madans,
1985; McGinnis & Foege, 1993; U.S. Environmental Protection Agency,
1992).
Strategies. An effective strategy for improving birth
outcomes and reducing the incidence of LBW is primary prevention through
health promotion/disease prevention activities and improving access to
primary care. Prevention of LBW through improved nutrition and early
prenatal care is consistent with the findings of the Joint Task Force of
the NACHC and NRHA, which indicate that a reduction in infant mortality
requires relief from poverty and improved access to care (NACHC &
NRHA, 1988, 1989). As noted previously, access to care is a particular
problem in rural areas, especially medically underserved counties, which,
in both rural and urban areas, bear a disproportionate share of infant
deaths and LBW infants (Hawkins et al., 1993). Rooks and Winikoff (1990,
p. 38) summarize the situation well:
The United States does better than any other country at saving the
lives of low birthweight babies; regionalization of perinatal care
contributed to this achievement. However, regionalization did little or
nothing to reduce the causes of low birthweight, and therefore its actual
incidence. Because of a high proportion of low-weight babies, the United
States' international ranking with regard to infant mortality worsened
during the 1970s and 1980s.... The underlying causes of preterm labor and
intrauterine growth retardation (which are the immediate causes of low
birthweight) must be addressed before labor begins.
Public health nurses have traditionally addressed prenatal care in
collaboration with physicians. Currently, care is targeted to clients of
categorical programs, such as WIC initiatives.
Unintentional Injuries
Unintentional injuries are a widespread problem among rural as well as
urban populations. In the rural environment, these injuries arise from
agricultural activities, exposure to toxic agents such as insecticides and
herbicides, motor vehicle accidents, and firearm use. The last three are
specifically mentioned by McGinnis and Foege (1993) as major factors
contributing to deaths in the United States.
Unintentional injury is a major health problem in rural areas for all
age groups. Type of employment (e.g., farming), lifestyle, and cultural
norms are potential underlying factors in the high rate of injuries among
rural residents. Although the nature and extent of injuries have been well
described in the literature, few health promotion activities targeted at
reducing the incidence of injury have been tested at the community
level.
Agricultural Injuries. No complete and accurate data base
exists for agricultural injuries and illnesses such as noise-induced
hearing loss, anhydrous burns, chemical and insecticide poisoning,
farmers' lung (hypersensitivity pneumonitis), and carbon monoxide
poisoning. Most research in this area has been epidemiological, providing
estimates of the extent of occupational illnesses and injuries and
identifying primary causes. This baseline information is essential for
designing appropriate interventions.
In 1988, about 2.6 percent of the U.S. labor force worked in farm
occupations (U.S. Department of Agriculture, 1989). Farmworkers are
classified in three categories: resident farmworkers who reside on farms;
nonresident farmworkers who live in rural areas, but not on the farm where
they work; and migrant farmworkers who travel to farms for seasonal
harvesting. Children are often included as workers in all three
groups.
Although farmworkers are a small proportion of the labor force, their
rate of injury is higher than in any other industry (National Safety
Council [NSC], 1993). However, less than 0.002 percent of Federal
resources for occupational health and safety are expended for these
workers (Wakefield, 1990).
In 1992, workers 14 years of age or older sustained an estimated
140,000 agricultural work injuries, and there were 1,200 agricultural
work-related deaths in workers of all age (NSC, 1993). Approximately one
half of these injuries and deaths involved farm residents; the other half
involved nonresident farmers working on farms or in other agricultural
industries (e.g., fishing and agricultural services and forestry,
excluding logging) (NSC).
Children sustain a significant portion of agricultural injuries and
fatalities. Each year, an estimated 300 children and adolescents die from
farm injuries and 23,500 incur nonfatal injuries (Rivara, 1985). These
figures represent minimum estimates since the U.S. Department of Labor
does not collect data on children less than 14 years of age. Indeed, all
estimates of farm or farm-related illness and injury are likely to reflect
underreporting for all age groups.
Farm machinery is the most common cause of injury and death for
children and adolescents living or working on farms, and tractors account
for one half of these deaths. Injuries and fatalities from farm machinery
result from rollovers (many tractors are not equipped with rollover bars);
harvesting equipment, which causes crushing or amputation injuries; and
power-take-off equipment with shafts that operate at 500 to 1,000
revolutions per minute, which can twist a worker around a shaft, causing
suffocation, scalping, and avulsion injuries. Machinery operating in
enclosed spaces also may cause carbon monoxide poisoning (Wright,
1993).
Farm machinery also operates at a high noise level, which can cause
noise-induced hearing loss (Wright, 1993). It has been demonstrated that
farmworkers suffer hearing losses characteristic of noise-induced hearing
loss and, when compared with other workers, are affected at an earlier age
and more severely (Thelin, Joseph, Davis, Baker, & Hosokawa, 1983).
Results from a study of Wisconsin farmworkers suggest that approximately
2.5 percent of men had a hearing loss affecting their communication by age
30, and 50 percent had a hearing loss affecting communication by age 50
(Karlovich, Wiley, Tweed, & Jensen, 1988). A study of high school
students showed an increased prevalence of hearing loss among those
involved with farmwork compared with those not involved with farmwork,
suggesting that the hearing loss observed in adult farmers may begin in
childhood (Broste, Hansen, Strand, & Stueland, 1989).
Hearing loss associated with use of farm machinery can be prevented by
reducing noise levels through engineering changes in the equipment and by
workers' use of hearing-protection equipment (Lusk, Ronis, & Kerr, in
press; Lusk, Ronis, Kerr, & Atwood, 1994). Manufacturers of farm
machinery incorporate many safety features in new equipment they sell, but
much of the machinery in use is older and the workers alter the machines
to circumvent safety features perceived as interfering with efficiency.
Further, farm families are typically opposed to legislation to regulate
their work practices or equipment.
A major intervention effort to combat agricultural injuries is under
way. Beginning in 1990, the National Institute for Occupational Safety and
Health (NIOSH) expanded its activities to develop a comprehensive,
research-based intervention program to reduce injury and disease among
agricultural workers and their families (Myers, 1992). According to Myers
(1992, p. 548), this program is designed to:
1. Distribute injury and illness prevention messages to
farmers
2. Assign nurses to rural areas to talk about prevention in farming
communities and to assess the incidence of injury and illness among
farmers
3. Provide cancer screening and assess cancer rates in farming
communities
4. Evaluate farms for safety hazards and determine the incidence of
illness among farm family members
5. Award academic grants to establish new Agricultural Health and
Safety Centers and for applied research in intervention methods.
This new agricultural initiative includes funding for an Occupational
Health Nurse in Agricultural Communities (OHNAC) program. Through the
OHNAC program, 31 nurses in rural hospitals, clinics, and health
departments in 10 states are engaged in surveillance of agriculture
work-related illnesses and injuries. Surveillance is generally defined as
"ongoing systematic collection, analysis, interpretation, and
dissemination of relevant health data to all who need to know" (Connon,
Freund, & Ehlers, 1993). With the assistance of the state health
departments, these nurses also are issuing Hazard Alerts for dissemination
to farmers and developing targeted interventions (e.g., increasing the
acceptability of safety devices, incorporating safety practices into daily
activities) to prevent future incidents. Although this program is
promising, no assessment of its effectiveness has been published to
date.
Similarly, no large empirical studies have been conducted to determine
the effectiveness of interventions to prevent agricultural illnesses and
injuries. The role of agricultural health nurses has been described
(Randolph & Migliozzi, 1993), and community-wide approaches to
promoting farm health and safety have been suggested (Lexau, Kingsbury,
Lenz, Nelson, & Voehl, 1993). No findings have been published yet from
the research grants awarded in 1990 by NIOSH for applied research on
intervention methods to enhance agriculture safety and health.
Migrant farmworkers are among the most disadvantaged, medically
indigent persons and have the poorest health of any group in the United
States (Dever, 1991; Goldsmith, 1989). This vulnerable population
experiences problems such as poverty, underemployment, occupational
hazards, acute and chronic health problems, isolation, and alienation
(Dever, 1991; Jezewski, 1990; Littlefield & Stout, 1987; Rust, 1990;
Smith & Gentry, 1987). Frequent moves, inadequate housing, and poor
access to medical care also characterize this population.
Limited research exists concerning migrants' health status, problems,
and practices; use of traditional and alternative health care services;
and cultural influences on these variables. According to the National
Advisory Council on Migrant Health (1993, p. 6):
Anecdotal information has highlighted various aspects of the hardships
of migrant health and lifestyle. However, the lack of national research
and hard data on migrant and seasonal farmworkers has hindered the efforts
of clini- cians, administrators, policy makers, and researchers to
effectively make changes and establish priorities for migrant
health.
Specific health problems among adult migrants that warrant increased
attention include occupational or environmental diseases and health
problems (pesticide exposure, back problems, lack of sanitation,
occupational dermatoses, acute injuries, and joint trauma); infectious
diseases (tuberculosis, upper respiratory infections, acute conjunctivitis
and pharyngitis, streptococcal and viral infections, parasites, and
rampant diarrhea); chronic illnesses (hypertension, diabetes); and other
health issues (e.g., lack of health screening and primary health care,
dental and nutritional problems) (Dever, 1991; Rust, 1990; Smith &
Gentry, 1987).
Local farmworkers who do not reside on farms experience many of the
same problems as migrant workers. These farmworkers are one of the lowest
paid and least protected workers in the United States. Most of these
workers are local rural residents with low levels of education, low wages,
and often only seasonal work with no benefits (Beale, 1990).

Exposures. Rural workers are commonly exposed to high
noise, toxic agents, weather extremes, and infectious materials, all of
which cause harmful effects. For example, many farmers use anhydrous
ammonia fertilizer which, on contact, can cause irritation, burns, and
asphyxiation. Insecticides and herbicides, used to increase crop
production, can cause poisoning leading to coma and death and are
associated with an increased incidence of cancer. Farmer's lung, a chronic
debilitating condition, is caused by fungal spores in moldy grains.
Chemical pneumonitis and pulmonary edema, caused by nitrogen oxides in
silos, may result in illness and death. Methane gases from manure holding
tanks in livestock buildings can cause asphyxiation.
Because of their outside work, farmers may be affected by extreme heat
or cold, suffering heat exhaustion or frostbite. Extensively exposed to
the sun, farmers also have higher rates of skin cancer and melanoma than
the general population. In addition, thousands of farmworkers are affected
each year by occupational infections (Klingman, Peate, & Cordes, 1991)
acquired from working with soil, animals, and wastes, resulting in illness
and disability.
All of these exposures can be prevented through proper work practices
and use of personal protective equipment. The NIOSH program, described
above, includes interventions related to farm exposures (Myers, 1992). As
noted, nurses are actively involved in case finding and developing
targeted individual and community education interventions (e.g., through
Hazard Alerts, site visits, and booths at county fairs). No assessment of
the program's effectiveness has been published to date.
Motor Vehicle Accidents. Motor vehicle accidents are a
major cause of injury and death in urban and rural areas. In rural areas,
accidents may be complicated by several important factors: the length of
time before an accident is discovered, the time needed to transport an
accident victim to a health care facility, the expertise of providers in
treating major trauma, and the availability of supportive
equipment.
In the United States, about 47,000 deaths in 1990 were due to motor
vehicle injuries to passengers and pedestrians, and nearly 40 percent of
all deaths among persons 15 to 24 years old were caused by motor vehicles
(McGinnis & Foege, 1993). Fatalities due to motor vehicle accidents
for both passengers and pedestrians are higher in rural areas than in
urban areas. The U.S. death rate of occupants of motor vehicles was 18.7
per 100,000 population, varying from a low of 2.5 per 100,000 in Manhattan
to a high of 1,456 per 100,000 in Loving County, Texas. All of the 15
counties with the highest death rates had sparse populations (two or fewer
persons per square mile) (Baker, Whitfield, & O'Neill, 1987). The
reasons suggested for the higher fatality rate in rural areas relate to
higher speeds of travel and variations in road characteristics, lack of
seat belt use, types of vehicles, and limited availability of emergency
care (Baker et al.).
Protective equipment can significantly reduce deaths and injuries. Lap
and shoulder belts reduce risk of death by 45 to 65 percent and risk of
serious injuries by 40 to 55 percent; child passenger restraints reduce
deaths by 50 to 90 percent; and helmets reduce motorcycle fatalities by 30
percent and serious head injuries by 75 percent (Campbell, 1987; Smith
& Falk, 1987).
Firearm Injury. In 1990, use of firearms across the
United States resulted in more than 36,000 deaths and about 16,000
homicides, 19,000 suicides, and 1,400 unintentional injuries (McGinnis
& Foege, 1993). Firearms, which cause both unintentional and
intentional injuries, are dangerous not only in urban areas, but also in
rural communities, which have very high morbidity and mortality rates
resulting from firearm injuries.
Baker (1992) reviewed urban/rural death rates for unintentional
injuries, comparing central cities, metropolitan areas with a population
of more than 1 million, metropolitan areas with a population less than 1
million, nonmetropolitan areas, and remote rural areas. According to 1986
data, the death rate from unintentional shootings in nonmetropolitan areas
was about 2.5 times the central cities' rates, and the death rate in
remote rural areas was 4 times the rate in central cities. The suicide
rate was 1.5 times higher in rural areas than in central cities, while the
homicide rate was more than 2 times higher in central cities than in rural
settings (Baker, 1992). While not all suicides and homicides are the
result of the use of firearms, a high proportion are.
The literature on firearm injuries is largely descriptive. No published
studies on the prevention of these injuries in rural settings through
community-based interventions were identified by the panel.
Other Contributors To Mortality
Rural and urban residents both participate in behavior patterns that
contribute to more than one half of the deaths in the United States each
year. In quantifying these major nongenetic factors contributing to death
in the United States, McGinnis and Foege (1993) show that about one-half
of all deaths can be attributed to nine factors, all affected by behavior.
For both rural and urban residents, these nine contributors to mortality,
in descending order, are: tobacco use, diet and activity patterns, alcohol
use, microbial agents, toxic agents, firearm use, sexual behavior, motor
vehicle accidents, and illicit drug use.
McGinnis and Foege (1993) acknowledge that socioeconomic status and
access to care also are significant contributors to mortality, but they
were unable to quantify these factors. Lack of access to care was
addressed in the Carter Centers' project, Closing the Gap; this study's
estimates indicate that lack of access to screening and preventive
interventions accounts for 7 percent of premature deaths and 15 percent of
potential years of life lost before age 65 (Amler & Eddins,
1987).
All of the contributors to mortality are amenable to change through
community-based health care interventions. Some interventions, such as
those incorporating nursing's expertise in promoting behavioral change,
have been designed and tested in rural settings, but systematic assessment
of outcomes and comparison of results across settings are sparse. Specific
data for rural residents and comparisons between rural and urban areas
also are lacking and difficult to obtain. General data on the nine
contributors identified by McGinnis and Foege (1993) are summarized
briefly below for the entire U.S. population.
All of these contributors to mortality can be changed, primarily by
increasing and enhancing preventive behaviors. Disease prevention and
promotion of behavior change have long been a dominant focus of nursing
practice and are being appropriately continued and enhanced through
empirical research. Examples of the various models developed and applied
to combat these health problems are described in the next
section.
Behavioral Contributors to Mortality in the United
States
Tobacco Use
Accounts for approximately 400,000 deaths each year from cancer,
cardiovascular disease, lung disease, low birthweight, and burns
(McGinnis & Foege, 1993). Also accounts for 17 percent of all
deaths and 13 percent of all potential years of life lost due to
death before age 65 (Amler & Eddins, 1987). Use of both smoked
and chewed tobacco is still very popular in rural America (Bushy,
1993).
Diet/Activity Patterns
Account for at least 300,000 deaths each year (McGinnis &
Foege, 1993). Dietary patterns are linked to deaths from
cardiovascular disease, cancer, and diabetes mellitus (Manson et
al., 1992; U.S. Public Health Service, 1988). Physical inactivity is
related to increased risk for heart disease and colon cancer (Lee,
Paffenbarger, & Hsieh, 1991; Powell, Caspersen, Hoplan, &
Ford, 1987), and diet and activity are linked with obesity which, in
turn, contributes to cardiovascular disease and diabetes (McGinnis
& Foege, 1993).
Alcohol Misuse
Accounts for approximately 100,000 deaths each year (McGinnis
& Foege, 1993); severe health, social, and economic consequences
(Schoenborn, 1991); and an estimated 5 percent of deaths and 15
percent of potential life years lost before age 65 (Amler &
Eddins, 1987).
Infectious Agents
Excluding sexually acquired infections and infections secondary
to alcohol use or drugs, these agents account for approximately
90,000 deaths each year (McGinnis & Foege, 1993). Although
immunization rates have improved, at least 13 percent of these
deaths are potentially preventable using available vaccines
(Bennett, Holmberg, Rogers, & Solomon, 1987). Hawkins et al.
(1993) report that 99.4 percent of all immunizable disease cases
occur in rural and urban medically underserved counties. Seventy
percent of the U.S. population resides in these counties, where
residents are also 2 times more likely to have hepatitis, 2.5 times
more likely to have tuberculosis, and more than 34 times more likely
to have an immunizable disease than the general population (Hawkins
et al.).
Toxic Agents
Accounting for an estimated 60,000 deaths each year, these
include occupational hazards such as farm chemicals, environmental
pollutants, food and water contaminants, and commercial products.
Occupational exposures have been estimated to cause 10 percent of
all cancer deaths (Landrigan & Markowitz, 1989). McGinnis and
Foege (1993) note that it is still difficult to estimate deaths due
to toxic agents and that measurement techniques and recognition of
health effects are evolving.
Sexual Behavior
Unprotected sexual intercourse contributed to approximately
30,000 deaths (rounded to the nearest 5,000) in 1990 (McGinnis &
Foege, 1993). Of these deaths, 21,000 were due to human
immunodeficiency virus (HIV) infection; 5,000 to excess infant
mortality rates among unintended pregnancies; 4,000 to cervical
cancer; and 1,600 to hepatitis B infection. Each year, 12 million
persons are newly infected with a sexually transmitted disease
(Centers for Disease Control, 1991). One of the most rapidly
increasing causes of death in the United States is unprotected
intercourse (McGinnis & Foege, 1993).
Illicit Drug Use
This growing problem in the United States, which is often
associated with the other contributors to mortality noted by
McGinnis and Foege (1993), affects individuals, families, and
communities in both rural and urban
areas. |
Primary and Secondary Prevention Strategies
As noted in chapter 1, community-based strategies of health care
incorporate several key components. Some strategies have a specialized
focus, such as prenatal care, whereas others adopt a broader approach,
such as lowering cholesterol levels throughout the community. Needs
assessment, health priorities, interventions, and evaluation plans are
developed locally in partnership with community members and incorporating
the needs of the population served. An active effort is made to engage all
persons in the target group through formal and informal communication
networks naturally occurring in the community (e.g., community
organizations, ethnic groups).
These networks may include lay outreach workers from the community who
have proven to be especially helpful in ensuring successful interventions
in a variety of settings (Mahon et al., 1991; Meister, Warrick, de Zapien,
& Wood, 1992). Working as volunteers or paid employees of public
agencies, lay workers are trained to work in partnership with professional
health care personnel. Involvement of the local population in health care
planning and decision making (e.g., serving on community health councils,
developing health care plans in collaboration with providers) also is
essential and requires time to elicit changes in beliefs and behavior
related to local control, influence, authority, and responsibility for
health care.
In one effort, Phillips and Ferketich (personal communication, June 13,
1995) worked with rural residents to organize a legislative hearing to
obtain public testimony on the need for county and state funding of the
residents' health care. The researchers helped community members and lay
outreach workers learn how to organize hearings, and residents practiced
giving testimony. A translator was obtained for residents who did not
speak English. Through this process, the residents gained confidence and
control over "their" legislative hearing and increased their participation
in resolving their health care problems.
A number of community-based strategies in health promotion and disease
prevention are being developed and applied today in rural or urban
settings. The NINR is contributing to these efforts through support of
several interventions that are being tested in, or have applicability to,
rural populations.
Two NINR-supported studies are addressing prenatal care. In one study,
aimed at refining, implementing, and testing a community-based nursing
practice strategy, investigators are complementing standard prenatal
services with community outreach to increase access and retention using
culturally sensitive strategies congruent with the style of Hawaiian,
Filipino, and Japanese residents on the island of Hawaii. In a second
study, an intensive outreach case management strategy is targeted to
pregnant Native American and Latino women residing in rural Oregon, for
the purpose of improving the birth outcomes of their infants.
Two additional studies are focusing on cancer among rural residents in
the South. In one of these studies, nurse researchers are investigating
the effect of four different nursing interventions on colorectal screening
behavior among economically disadvantaged African American and white
elderly persons. In the second study, investigators are implementing a
nursing intervention aimed at primary prevention of colon cancer through
increased fiber intake. For this study, African Americans aged 45 to 75
with lower to upper-middle socioeconomic status are being recruited from
local churches and the surrounding community. The researchers will assess
adherence outcomes and develop a composite adherence marker (Atwood et
al., 1994).
Another project is designed to improve dietary management of
hypercholesterolemia, a risk factor for coronary heart disease, using
public health nurses in county health departments who serve primarily
low-income and minority clients. In this randomized controlled trial,
nurse researchers are testing the effectiveness and feasibility of a
structured dietary assessment and intervention program the Food for Heart
Program. The NINR also continues support for a randomized field trial to
test the effects of interventions designed to reduce cardiovascular
disease risk factors in children attending 21 rural and urban North
Carolina elementary schools.
Despite these initiatives, however, there is a paucity of research
directed specifically toward community-based health care interventions for
rural populations. Most intervention programs that are being developed are
designed to include close involvement of community members, active
outreach efforts, and plans to decrease barriers to service utilization
(i.e., availability, accessibility, acceptability, affordability,
appropriateness, and adequacy of services). Most programs also include
empowerment of community members through assessing health needs, helping
to structure health care delivery, and participating in health care and
health promotion strategies.
However, even though models of community-based health care
interventions exist, they are infrequently tested. Demonstration projects
are showing promise, but only descriptive findings are reported. The full
effect of true and complete involvement of the community in designing and
implementing these intervention models is not known. It is anticipated
that these models will have the structural underpinning to allow for
examination of them across communities. Further research is needed to
assess this applicability across communities and/or populations and to
compare model effects. Thus, while key health problems are well
documented, the most effective method(s) of intervening to alter health
behaviors to prevent these problems remains ill defined.
Highlighted below as examples are several assessment models that have
been used successfully as a basis for community interventions in primary
and secondary prevention; an intervention model, currently being
implemented, that incorporates a community-based nursing approach; and
several models that are potentially useful for rural populations and are
focused on specific health problems. The models described here address
three care functions identified in an Institute of Medicine report (1988):
assessment, policy formation including intervention, and assurance of the
population's health.
Assessment Models
Before a community-based intervention is planned and implemented, a
thorough community assessment must be conducted to ensure that the
intervention is appropriate, acceptable, and adequate to meet the needs of
the community or population group. Participation of community members in
this assessment is essential and will promote their interest and
involvement in the proposed intervention. Several assessment models are
described below to convey the state of research in this area. Some of
these could be applied in either rural or urban settings.
The Public Health Nursing Conceptual Model (White, 1982), also
known as the White Model, is designed specifically to guide public health
nursing practice from assessment through assurance of a good level of
health (Institute of Medicine, 1988). The model, applicable to primary,
secondary, or tertiary prevention, includes a core that contains scope of
practice (groups, families, communities, populations), practice priorities
(prevention, promotion, and protection), and practice interventions
[educating, engineering (including social engineering), and enforcing (as
in communicable disease control)]. Surrounding this core are unifying
"public health nursing dynamics" that comprise the nursing process, with
valuing included at each stage. Valuing is "the process of assigning or
determining the worth or merit of something" (White, p. 529); for example,
the public's health may be more or less valued than an individual's
desires.
Four determinants of health are also included in the model:
human/biological, environmental, medical/technological/organizational, and
social. These determinants offer intervention points for health care
professionals (e.g., teaching the dangers of high blood pressure's impact
on human/biological determinants using an educa- tional intervention;
helping a group decrease the incidence of sexually transmitted and other
diseases).
In addition, the model includes the key components of a community-based
health care strategy: population level assessment, community involvement,
intervention at appropriate level(s), and evaluation in an ongoing,
recycling process. Outcomes of the interventions accrue for individuals,
families, groups, communities, and populations. The White model is found
in some public health nursing and community health nursing texts and has
been effective, for example, in community interventions to reduce exposure
to secondary smoke (Stotts, 1991).
The PRECEDE-PROCEED Model (Green & Kreuter, 1991; Green,
Kreuter, Deeds, & Partridge, 1980) follows the nursing process in a
linear progression from assessment through evaluation (Swanson &
Albrecht, 1993). The acronym PRECEDE stands for the main components of the
nursing process: predisposing, reinforcing, and enabling constructs in
educational diagnosis and evaluation (Swanson & Albrecht, p. 175). The
acronym PROCEED, added later to the model by Green & Kreuter (1991) to
accommodate all aspects of health promotion, stands for: policy,
regulatory, and organizational constructs in educational and environmental
development. This model is applicable to any intervention, including
tertiary prevention, that involves an educational component.
This model also incorporates community involvement at all phases:
social diagnosis, including consideration of the quality of life of the
community and social implications of both the problem and the potential
solutions; epidemiological diagnosis to develop an aggregate data base;
behavioral diagnosis of individual and community health behaviors
potentially contributing to the particular health problem; diagnosis of
community needs and prioritization of these needs, including examination
of predisposing, enabling, and reinforcing factors contributing to the
problem; identification and prioritization of the most amenable
interventions at individual and community levels; intervention; and
evaluation. The elements of community-based interventions are clearly
apparent in this model in relation to diagnoses, potentials for
partnership, "universal coverage" of persons affected, outreach, community
involvement, empowerment, and reduction of barriers.
This model is well constructed to implement the Institute of Medicine's
(1988) recommended core public health functions of assessment, policy
formation, and assurance. It is designed for interventions that include an
education component (Green et al., 1980) and is applicable to many
intervention settings (e.g., health promotion and disease prevention
activities related to HIV and AIDS, teenage pregnancy, weight control,
physical fitness).
The model has been widely used for more than a decade by
community-based social scientists and health services personnel, including
nurses. For example, Selby, Riportella-Muller, Sorenson, & Walters
(1989) applied the model to public health nursing practice research on
disease screening. Reports of tests and uses of the model are most
commonly reported in journals such as Health Promotion and Disease
Prevention and the American Journal of Public Health, among
others.
The University of Colorado, School of Nursing-Project Community
Assessment (formerly called Project GENESIS) is a model particularly
applicable to primary health care and an essential precursor to planning
community-based health care. The community analysis involves community
members, focuses on a population or whole community, and leads to
discovery of factors important to primary and secondary
prevention.
This model has been used by advanced practice nurses, students, and
faculty in one graduate degree program to assess the health status and
needs and recommend interventions in more than 15 Colorado communities
(Stoner, Magilvy, & Schultz, 1992). As described in a series of
articles (Barton, Smith, Brown, & Supples, 1993; Magilvy, McMahon,
Bachman, Roark, & Evenson, 1987; Schultz & Magilvy, 1988), the
model combines quantitative and qualitative methods, defines health
broadly, and recognizes that community health is influenced by a variety
of factors (e.g., spiritual, physical, environmental, recreational,
educational, health care system).
The steps of the model include data gathering and secondary analysis of
existing health data (e.g., epidemiological, census) about the community;
identification and interviewing of key community members; and ethnographic
participant observation and interviewing of persons living and working in
the community. The community's strengths and weaknesses, as well as
recommendations, are derived from ethnographic analysis and primary and
secondary data synthesis.
This model is useful for assessing the health of many types of
communities or of subgroups within a community (Magilvy et al., 1987;
Stoner et al., 1992). Although most of the 15 communities surveyed have
been rural, the model is equally useful in urban settings. The unique
combined methodology and "grass-roots" involvement of community residents
have contributed to the success of this model. Communities involved in
previous projects have found that the data and reports generated are
useful in grant writing and implementation of primary and secondary
prevention programs. Application of qualitative research methods to
community analysis places this model on the "cutting edge" of assessment.
It may also have applicability to tertiary prevention programs addressing
chronic illness and long-term care.
Community-Based Nursing Interventions
The intervention described below demonstrates the usefulness of
community-based nursing strategies for rural populations. Focused on
improving the health status of rural Hispanic communities, this example
highlights the type of community-based health promotion and disease
prevention strategies under way.
Improved Health for Rural Hispanics. In this study,
initiated in 1990, Ferketich, Phillips, and Verran (1990) are testing a
comprehensive, multilevel, community health nursing model for rural
Hispanics. The investigators are comparing longitudinal data within and
between two populations: Mexican Americans and white, non-Hispanics
residing in local communities.
The three components of the model are: (a) personalized preventive care
for individuals and families through nursing-based clinics ("Las Clinicas
de los Pueblos"); (b) outreach, identification, and followup with
community members by teams consisting of a community health nurse and lay
care workers ("promotoras"); and (c) community empowerment via teams
comprised of a community health nurse and "promotoras." In order to
examine the effectiveness of these components singly and in combination
with other components, communities are assigned different components of
the model.
During the first year, researchers conducted community assessments and
gained entre into the communities. The assessments were developed based on
information obtained in extensive formal and informal interviews of
Mexican Americans and white, non-Hispanics in the communities. A baseline
health survey was constructed using the Andersen and Aday framework (Aday
& Andersen, 1984). Community meetings were held to negotiate the exact
wording of survey items and to gain residents' commitment to the data
gathering process. The survey was administered by bilingual interviewers
to a random sample in each community; the response rate averaged above 75
percent across the communities. Community members were then involved in
planning the interventions, which were initiated in the second
year.
In this study, all "promotoras" and community health nurses were from
local areas they served, and all were bilingual except two (one promotora
and one community health nurse) who were fluent in Spanish. Community
advisory boards provided guidance on the provision of culturally congruent
care and on overall activities of the nurses, including hiring.
About 7,000 patient encounters have occurred in the 39 months since Las
Clinicas de los Pueblos opened. Each clinic is open 1 day per week. The
total population served by the demonstration program is approximately
8,000. A "one-stop-shopping" approach to health care is used, allowing
clients and families to access, during a visit, any of the clinic services
available. For example, a mother who comes to the clinic with several
children can be treated for her health problem and, at the same time,
obtain family planning services as well as immunization for the children.
WIC and other providers and Las Clinicas personnel cooperate in providing
comprehensive care without duplicating existing programs.
In this study, outreach teams have been very successful in finding
cases, providing health education, and following up with clients. The
community component was focused on facilitating the development of a
community board to direct and monitor the continuation of services after
the end of the investigators' research grant (Ferketich, Phillips, &
Verran, 1990).
A second survey revealed initial changes in the outcome variables
measured. For example, indicators of health promotion and disease
prevention showed marked improvement after 18 months of the intervention.
Positive, statistically significant changes were noted in immunizations
and utilization of screening procedures, such as mammograms; pap smears;
and blood pressure, cholesterol, and glucose measurements. The percentage
of immunizations, for example, among the population needing this
intervention increased from 47 percent to 79 percent.
Long-term results of outreach and empowerment have resulted in the
opening of two new clinics at the end of the granting period. Both clinics
are managed by nurses; one is located in a renovated building in one
community and the second is located in a high school. A community board
has been formed to oversee community access to and utilization of the
health care services offered.
Other Potentially Useful Strategies
A number of other preventive strategies have been developed and applied
in different settings. Shown to be effective in the specific sites studied
for the populations and problems targeted, these strategies may be more
generally applicable in both rural and urban communities. Examples of
primary and secondary prevention strategies, in some of which nurses and
nurse researchers have played significant roles, are described
below.
Tobacco Use and Other Health-Compromising Behaviors.
Nursing interventions to promote smoking cessation and reduce the risk of
secondary smoke are exemplars of primary prevention activities. Stotts
(1991) used the White Model (White, 1982), which he calls the Salmon
Model, reflecting White's change in name, in two cities to guide effective
public health nursing intervention to decrease the risk of secondary smoke
to the population through the designation of "no-smoking" areas. A
parallel process could well occur in a rural setting.
Another model, the Stages of Readiness for Change Model
(Prochaska, DiClemente, & Norcross, 1992), has been used to
maximize the effectiveness of interventions to promote smoking cessation
as well as other healthy behaviors. For example, Campbell et al. (1994)
used the stages in this model to predict more and less successful adherers
to a change in dietary behavior among a random sample of adults.
Pender's Health Promotion Model (Pender, 1987), a modification
of the Health Belief Model, has been tested, at least in part, and found
to be effective in predicting healthy behaviors, for example, in health
promotion (Laffrey & Isenberg, 1983). Also, Lusk et al. (1994)
identified key factors in auto plant workers' use of hearing protection to
reduce their risk of hearing loss. The Pender model is targeted ostensibly
toward individual behaviors, although social support is clearly an
element. However, Pender (1987) and others (Waller, 1994) argue that
interventions targeted toward high-risk individuals need to accompany
macro-level, community-based interventions because these latter
interventions alone are not consistently effective over time.
Elements of another, non-nursing, model, Hirschi's control theory
(Hirschi, 1969), have been shown to be related to adolescent cigarette
smoking (Foshee & Bauman, 1994; Foshee, Bauman, Kock, Haley, &
Downton, 1989; Krohn, Massey, Skinner, & Lauer, 1983), drug use
(Burkett & Jensen, 1975; Kandel, 1978), and sexual behavior (Foshee
& Bauman, 1992). In addition, Jemmott, Jemmott, Spears, Hewitt, and
Cruz-Collins (1992) have successfully applied the Social Cognitive Theory
of Planned Change in an intervention among inner-city black adolescent
women to increase their self-efficacy and favorable hedonistic
expectancies and to promote use of condoms in preventing AIDS. The
strategy remains to be tested in a rural setting.
Unhealthy Diet and Activity Patterns. To address factors
contributing to cardiovascular disease and diabetes, the Colorado Action
for Healthy People program uses a combination of primary health care
techniques to assist communities in developing community-wide intervention
programs (Hill, 1994). Through activities such as community health
assessment, technical assistance, training, and grantwriting assistance,
this program has helped rural and urban Colorado communities tailor
community-specific interventions to their needs. For example, "Project New
Self," a Denver heart disease prevention program, addresses weight loss
through nutrition education, counseling, food samples, and support groups
(Hill, 1994); used successfully with urban populations, this program has
potential applicability for rural groups as well.
In another series of studies, Whitehead (1984, 1992) examined
culturally sensitive interventions in African American and European
American households using better nutritional habits to promote health. He
found that the most effective interventions incorporated knowledge of
primary foods and preparation styles congruent with cultural
practices.
Agricultural Illness and Injuries. As noted above, nurses
are providing surveillance, case findings, and interventions through a
NIOSH program under way in 10 states (Connon, Freund, & Ehlers, 1993).
Locally based agricultural occupational health nurses are working closely
with health departments, physicians, and other providers, as well as
agricultural community and organization programs, to provide meaningful,
community-based interventions targeted to agricultural illness and
injuries.
Cardiovascular Risk. Religious organizations are a focal
point for community interventions with ethnic groups, such as African
Americans. For example, church-based programs have been successful in
reducing cardiovascular risk, especially among southern black church
members. In the Fitness Through Churches program, interventions (blood
pressure measurement, education, and aerobic exercise) involving the
community were delivered effectively through the social structure of black
churches in North Carolina (Hatch & Voorhorst, 1992).
Nurses were pivotal in another effective community intervention aimed
at mobilizing black churches in Maryland to reduce hypertension. Church
nurses were recruited and effectively trained to monitor the blood
pressure of persons at risk, provide counseling, and make appropriate
referrals (Hatch & Monnett, 1993).
Using the Ecologic Well-Being Model, Ruffing-Rahal (1994) also
substantiated positive results in a group-based health promotion nursing
intervention among low-income African American women over age 65 (mean
age, 77). This intervention was associated with protecting the women from
decreasing their health practices and perceiving lower well-being over
time. Lastly, an intervention based on a Holistic Model of Client-Centered
Nursing Practice, and centered in a church-run neighborhood house, was
successful in decreasing blood pressure and blood glucose levels in a
small Appalachian community (Porter & Howard, 1986).
Despite these efforts, multilevel community strategies are not
consistently effective. The large cardiovascular risk reduction trial
sponsored by the National Heart, Lung, and Blood Institute suggests
caution. As part of this trial, the Minnesota Heart Health Program, which
was implemented at individual, group, and community levels using a variety
of theories, demonstrated only a modest impact in terms of size and
duration of risk reduction, which was, for the most part, no greater than
secular trends in this highly publicized health promotion effort (Luepker
et al., 1994). The Stanford Five-City Project had the same difficulty
(Fortmann, Taylor, Flora, & Winkleby, 1993).
Breast Cancer. To promote early detection of breast
cancer, the lay health advisor model (Eng & Hatch, 1991; Eng &
Young, 1992), with black interveners, is being used successfully in the
Save Our Sisters Study (Tessaro, Eng, & Smith, 1994) to encourage
women in rural North Carolina to obtain routine mammograms. Early findings
show that individuals diagnosed with breast cancer seek advice on
treatment issues from lay health advisors. This result has led to efforts
to establish a network of retired professional nurses who advise clients
on health care access, treatment interpretation, social concerns, and
other issues.
Colon Cancer. Weinrich (1990) used Orem's Theory (Orem,
1991) to promote self-care by nursing clients, determining predictors of
participation in fecal occult blood test (FOBT) screening for colon cancer
among older adults in rural South Carolina communities participating in a
meal program. The study showed that predictors of self-care (FOBT
screening) included functional ability and being a woman. It also showed
that more stool samples were returned when the intervention included lay
health advisors and materials adapted for elders (Weinrich & Boyd,
1992; Weinrich, Weinrich, Boyd, Atwood, & Cervenka, 1994).
Summary
Primary and secondary prevention relate mostly to health promotion and
disease prevention: preventing disease before it begins, diagnosing and
treating it early, and promoting health and well-being to better prepare
individuals to fend off disease or injury when exposed. The nation's
health statistics for rural populations and U.S. goals outlined in Healthy
People 2000 (U.S. Public Health Service, 1990) point to three key areas of
intervention (maternal and child health, uninten- tional injuries, and the
major contributors to mortality tobacco use, diet and activity patterns,
alcohol use, microbial agents, toxic agents, firearm use, sexual behavior,
motor vehicle injuries, and illicit drug use) (McGinnis & Foege,
1993).
To meet challenges in these areas, several community-based models have
been developed and applied by nurses for intervening unilaterally or
interdisciplinarily within nursing practice. Positive outcomes have been
demonstrated, and nursing has contributed to health promotion and disease
prevention in various settings such as health departments, rehabilitation
facilities, and nursing centers (Barger, 1991).
These models and strategies, however, have not been well tested,
compared, or assessed rigorously in rural communities and across sites and
populations. Studies to evaluate such models and strategies need to
address a variety of perspectives, including degree of specificity of the
model components, sensitivity of outcome measures to the model components
studied, timing of data collection points, and duration of implementation.
Also, influences of specific economic factors have rarely, if ever, been
taken into account, and few cost or cost-effectiveness studies of various
community-based models are known to have been reported (e.g., Ho et al.,
1991). Laying the groundwork for addressing these cost issues is
important.
Tertiary Prevention: Supportive and Restorative Care
Tertiary prevention is a necessary component of community-based health
care services in rural areas. Aimed at minimizing disease and the
disabling effects of acute, chronic, or terminal illness and accidents or
disability, tertiary prevention includes supportive and restorative care
services. These services are provided increasingly in community-based
settings, such as homes, rehabilitation centers, community health clinics,
and primary care centers, and are delivered by public and home health
nurses, hospice agencies, and multidisciplinary rehabilitation
teams.
Integration of services is a growing trend, with existing health care
institutions or agencies working together to meet identified needs. For
example, nursing homes and small rural hospitals are providing home care
and hospice services in their local or regional geographic areas. Tertiary
prevention can offer rural Americans an improved quality of life over a
longer lifespan and can influence and decrease the cost of health care in
rural areas by limiting hospitalization and the need to move clients to
urban care centers.
In this section, the panel describes the state of research on tertiary
prevention in relation to community-based health care strategies for rural
populations. Similar to the previous section, two major topics are
addressed: key areas of research, and tertiary prevention
strategies.
Overall, research and models of tertiary prevention for rural
populations are limited, and little systematic research has been conducted
on supportive and restorative care. Much of the literature on supportive
and restorative services is not specific to rural communities, with the
consequence that knowledge on the uniqueness or differences in tertiary
prevention in rural areas is limited. In addition, research on supportive
and restorative care is usually multidisciplinary, with nursing research
making strong contributions in home care, family caregiving, and hospice
care. There are few well-tested models of tertiary prevention
interventions. In this section, the panel highlights several models as
examples of current research in this area.
Key Areas of Research
Many rural Americans face a wide range of chronic illnesses and
lifelong disabilities. Disabling sequelae of occupational exposures,
hazards, accidents, injuries, and postacute illnesses are a major problem
in rural America. As Ran- dall (1993) notes, the nation's two most
dangerous occupations are farming and mining, both of which are primarily
rural occupations. The problems unique to these occupations (e.g.,
machinery accidents, sun exposure, exposures to chemicals and pesticides
or mineral dusts and ores) may require long-term rehabilitative care,
cancer treatment, and respiratory assistance.
Rural populations also have high rates of chronic illness, such as
hypertension and cardiovascular diseases, and many rural residents
experience terminal or life-threatening illness as well (Bushy, 1993;
Coward, Duncan, & Freudenberger, 1994). And, as with other population
groups, the incidence of chronic illness increases with age, making
elderly persons who reside in rural areas particularly vulnerable. Other
groups, such as Native Americans, Alaskans, Native Hawaiians, migrant
workers, southern African Americans, and rural homeless face additional
health problems related to poverty, loss of their homes and farms, and a
migratory lifestyle (Bushy, 1993). Mental illness and stress-related
disease are common among rural populations, although the precise incidence
and prevalence of these problems have not been established (Bushy,
1993).
Further complicating this health picture is the fact that rural adults
often continue to work despite illness or injury (Bushy, 1992; Lee, 1993)
and they are less likely to engage in preventive behaviors, increasing
their exposure to risk (Bushy, 1993). Specific risky behaviors include not
wearing seat belts; smoking; not having regular blood pressure checkups,
pap smears, or other screening tests; and not performing breast
self-examinations (Bushy, 1993) all of which can, ultimately, lead to an
increased need for supportive and restorative care. This wide array of
chronic, terminal, postacute, or mental illnesses or accidents and their
disabling sequelae indicate a need for community-based prevention services
in rural America.
Despite these needs, however, the coordination, management, and
delivery of supportive and restorative care for rural Americans have
fallen victim to demographic, geographic, economic, and human forces. For
example, as noted previously, rural residents have fewer available health
care services, often reside or work far distances from available health
care providers, and usually do not have access to public transportation
factors that impede health care in general and, especially, long-term,
chronic care.
The limited number and distribution of health care professionals often
result in a lack of continuing, followup care for individuals in need,
making them dependent on an informal support network of friends and family
who may not be available or able to provide appropriate care. In addition,
rural residents, especially farm residents, may have to pay enormous sums
for insurance because they are not part of a larger purchasing network in
which risk is spread over a large, heterogeneous group.
Nurse researchers and their colleagues in public health, health
administration, sociology, anthropology, and other disciplines have
recently become more actively engaged in investigating the health needs
and services in tertiary prevention for rural populations. Described below
is the state of research on two important aspects of community-based
tertiary prevention: chronic illness, and formal and informal support
(including family caregivers). Other aspects of tertiary prevention
receive little attention in the research literature.
Chronic Illness
Most researchers have attended to two age groups when studying chronic
illness in rural America: older adults and middlescent, or middle-aged,
adults. Research on health problems, disability and functional status,
life with chronic illness, organization and delivery of health services,
and community-based care strategies specific to rural populations is
limited.
Older Adults. Researchers addressing rural-urban
differences in health services often focus on frail or chronically ill
older adults because data are available for comparisons. However, rural
nursing research on this population is very limited, and insufficient
research exists to serve as a knowledge base for rural nursing practice
(Weinert & Burman, 1994). However, research from a variety of other
disciplines gives insight into some of the problems of frail or
chronically ill rural elders.
Persistent disadvantages have been reported for rural populations
compared with urban populations (Himes & Rutrough, 1992; Krout, 1994;
Weinert & Burman, in press). For example, rural elders have a more
restricted range of available services (Hassinger, Hicks, & Godino,
1993) and there is greater variability in the health services developed
for elders (Salmon, Nelson, & Rous, 1993). The fewer number and poor
distribution of health care providers result in a lower utilization rate
for services (Wallace & Colsher, 1994). Further, rural older adults
have to travel over long distances for care and have longer waiting times
once they arrive at a health service provider (National Center for Health
Statistics, 1993).
Gaps also are reported in home-based care for rural older adults
(Buehler & Lee, 1992; Burman, Steffes, & Weinert, 1994; Congdon
& Magilvy, 1995; Magilvy et al., 1994). Evidence shows that access to
home health services is less for rural than urban elders due to lower
availability, attitudinal and behavioral characteristics, or decreased
referral patterns (Redford & Severns, 1994). Rural home care and
public health nurses have reported problems with limited physician
referral to home care, lack of knowledge by community members of home care
resources, and limited eligibility requirements for covering care for
older patients as factors inhibiting home care utilization (Magilvy et
al., 1994). Excessive documentation and paperwork tied to reimbursement
requirements also have been cited by rural home health nurses and
physicians as presenting barriers to efficient delivery of home and
primary care services for older adults (Congdon & Magilvy,
1995).
A previous NINR Priority Expert Panel report, entitled Long-Term Care
for Older Adults: A Report of the NINR Priority Expert Panel on Long-Term
Care (National Institutes of Health, 1994), describes in depth the
chronicity and related health care needs of older adults. The present
panel supports the discussion and recommendations in this report and notes
that most of the issues addressed which pertain to the organization and
delivery of long-term care for older adults (e.g., mobility and functional
status, personal care, formal and informal home care, nursing home care,
family caregiving, long-term care transitions) apply to rural, as well as
urban, elders. Interventions recommended in this document also are
relevant. Although community-based strategies are not specified, the
strategies suggested could be tested in community-based models and
compared among rural and urban populations.
Middlescent Adults. Research findings on the health
status and level of chronicity of rural middlescent adults (generally
defined as ages 40 to 65, although this range is sometimes broadened) are
conflicting. While rural dwellers are reported to experience more
long-term illness and more disability than urban dwellers (NACHC &
NRHA, 1988, 1989), members of the rural middlescent population are
reported to be healthier than their urban counterparts (Eggebeen &
Lichter, 1993).
Differences are noted in health status and perceptions of health among
rural adults living on farms and ranches, in small towns, and in different
geographic areas; those living in small towns experience the poorest
health (Long & Weinert, 1992). Poverty, harsh economic conditions
leading to the loss of farm ownership, limited health insurance coverage,
and health prob- lems unique to rural areas, as described above, may lead
to increased chronicity, disability, and depression or other mental health
problems. Community-based health care strategies can help resolve these
problems and should be included as an important part of more comprehensive
solutions.
Lee (1993) examined the health perceptions of rural middle-aged (30-50
years) and "new middle-aged" adults (51-69 years) in a sample of 162 adult
respondents. Findings indicated that rural health care professionals
worked effectively with people in the farming/ranching culture by
recognizing the impact of the seasonal work cycle on the timing of care
services. Lee sug- gested that health professionals give more emphasis to
chronic illness programs, following the seasonal growing patterns of
agricultural crops in the area so that middle-aged adults could take
advantage of health services. Rural nurses who are part of the community
and who are sensitive to work patterns should be involved on a formal and
informal basis in presenting programs and information on health,
especially to support rural adults when major health crises occur or when
consequences of destructive health behaviors result in declining health
status (Lee, 1993).
Transition care presents an even greater problem for rural
residents with chronic illness, disability, and continuing care needs.
Research is lacking on the effectiveness of current protocols for
discharge planning and other transitions in all areas of care. Knowledge
about the process and patterns of delivery and receipt of rural home care
or family and community support is limited; research on the continuity of
care and health care transitions in rural populations also is scant
(Magilvy et al., 1994).
Coordination and management of supportive or restorative care provided
by formal health care organizations and by informal family and support
networks so critical in rural areas are limited. Little research has been
conducted on the role and effectiveness of informal family care and the
relationship to use of formal care (Buckwalter, Abraham, Smith, &
Smullen, 1993; Given & Given, 1991, 1994; Hall et al., 1995; Weinert
& Long, 1993). Few systematic investigations have been undertaken of
collaborative efforts to link formal health care services, such as home
care, with informal support provided by family, friends, and community.
Reports of research on the quality of informal care also are lacking. Some
limited, recent research findings are described below.
In addition, few reports have been published of studies examin